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Final Technical Report of the Public Health Investigation to Assess Potential Exposures to Airborne and Settled Surface Dust in Residential Areas of Lower Manhattan

September 2002

 

 

 

 

New York City Department of Health and Mental Hygiene
and
Agency for Toxic S
ubstance and Disease Registry
U.S. Department of Health and Human Services

As a part of the
World Trade Center Environmental Assessment Working Group

 

September 11, 2001

In remembrance of those who were lost on September 11, 2001, and to the families and friends who will love them forever and keep their memories alive.

In grateful recognition of the countless responders and the many who supported their efforts.

New York City Department of Health and Mental Hygiene

U.S. Agency for Toxic Substances and Disease Registry

CONTENTS

LIST OF TABLES

LIST OF FIGURES

LIST OF SAMPLING EVENT

EXECUTIVE SUMMARY

ABSTRACT

INTRODUCTION

BACKGROUND
A. World Trade Center Towers
B. Potential Contaminants
C. Monitoring in Lower Manhattan After the Collapse of the World Trade Center
D. Community Exposures
E. Human Health Effects of Concern

OBJECTIVES

METHODS
A. Sampling Approach
B. Samples Taken
C. Field and Laboratory Changes From the Original Sampling Protocol
    1. Field Changes
    2. Sample Analysis Changes
D. Data Management and Quality Assurance/Quality Control Procedures
E. Data Analysis
F. Limitations and Uncertainties

RESULTS
A. Survey
B. Settled Surface Dust
    1. Fiber Analysis of Settled Surface Dust
    2. Mineral Analysis of Settled Surface Dust
    3. Alkalinity of Settled Surface Dust
C. Air
    1. Fibers in Air
        a. Indoor Air
        b. Outdoor Air
    2. Minerals in Air

DISCUSSION

A. Discussion of Results
    1. Association of Asbestos and Synthetic Vitreous Fibers
    2. Association of Asbestos and Synthetic Vitreous Fiber Levels Outside of and Within a Building
    3. Occurrence of Crystalline Minerals
    4. Buildings Impacted by Asbestos, Synthetic Vitreous Fibers, and Crystalline Minerals
    5. Significance of Minerals and Fibers in the Settled Surface Dust
    6. Significance of Minerals and Fibers in Air

B. Public Health Evaluation
    1. Sensitive Populations
    2. Soluble Minerals: Gypsum, Portlandite, and Calcite
    3. Mica
    4. Halite
    5. Crystalline Silica (Quartz and Cristobalite)
        a. Silicosis
        b. Lung Cancer
    6. Synthetic Vitreous Fibers
        a. Irritant Effects
        b. Pulmonary Effects
    7. Asbestos
        a. Asbestosis
        b. Lung Cancer and Mesothelioma
    8. Multiple Material Exposures
        a. Irritant Effects
        b. Noncancer Pulmonary Effects

CONCLUSIONS

RECOMMENDATIONS

PUBLIC HEALTH ACTION PLAN

A. Public Health Actions Taken
B. Public Health Actions Planned

REFERENCES

AUTHORS AND ACKNOWLEDGMENTS

TABLES

FIGURES

SAMPLING EVENT PHOTOGRAPHS

APPENDICES

A. Particulate Matter Quality Assurance/Quality Control Discussion
B. Survey Results
C. Detailed Analytical Results

LIST OF TABLES

Table 1. General Information on the World Trade Center Towers

Table 2. 2000 Census Block Level Population

Table 3. Number of Buildings and Areas Within Buildings Sampled for Settled Surface Dust: Analyzed for Asbestos by PLM and TEM, SVF by PLM, and Minerals by XRD

Table 4. Number of Buildings and Areas Within Buildings Sampled for Fibers in Air: Analyzed for Total Fibers by PCM, Asbestos by TEM, and SVF by SEM

Table 5. Number of Locations Sampled for Minerals in Airborne Dust: Analyzed by XRD for Minerals

Table 6. Summary of Locations With Asbestos or Synthetic Vitreous Fibers (SVF) in Settled Surface Dust

Table 7. Summary of Mineral Components of Settled Surface Dust by Sampling Location

Table 8. Summary of Results for Locations With Airborne Fiber Levels Higher Than Levels in Comparison Areas Above 59th Street

Table 9. Summary of Airborne Fibers at Locations Where Asbestos Was Detected in Settled Surface Dust

Table 10. Summary of Airborne Fibers at Location Where Only Synthetic Vitreous Fibers (SVF) Were Detected in Settled Surface Dust

Table 11. Summary of Minerals in Indoor and Outdoor Air From Lower Manhattan and Comparison Buildings Above 59th Street

Table 12. Highest Amount of Materials Measured in the Indoor Settled Dust of Each Building


LIST OF FIGURES

Figure 1. Buildings Damaged in Lower Manhattan, September 11, 2001

Figure 2. Lower Manhattan Residential Buildings With Pedestrian and Vehicular Traffic Restrictions

Figure 3. Residential Buildings in Lower Manhattan

Figure 4. Lower Manhattan Demographic Information—2000 Census

Figure 5. Lower Manhattan Ambient Air Sampling Locations—During the First Few Weeks After September 11, 2001

Figure 6. Residential Buildings Sampled, New York, November 4–December 11, 2001

Figure 7. Residential Environmental Sampling—Lower Manhattan, Airborne Total Fibers (PCM), November 4–December 11, 2001

Figure 8. Residential Environmental Sampling—Lower Manhattan, Asbestos in Dust (PLM), November 4–December 11, 2001

Figure 9. Residential Environmental Sampling—Lower Manhattan, Asbestos in Dust (TEM), November 4–December 11, 2001

Figure 10. Residential Environmental Sampling—Lower Manhattan, Asbestos in Dust (PLM/TEM), November 4–December 11, 2001

Figure 11. Residential Environmental Sampling—Lower Manhattan, Synthetic Vitreous Fibers in Dust (SVF), November 4–December 11, 2001

Figure 12. Residential Environmental Sampling—Lower Manhattan, Maximum Mineral Concentrations in Indoor Dust, November 4–December 11, 2001

Figure 13. Residential Environmental Sampling—Lower Manhattan, Calcite in Dust, November 4–December 11, 2001

Figure 14. Residential Environmental Sampling—Lower Manhattan, Gypsum in Dust, November 4–December 11, 2001

Figure 15. Residential Environmental Sampling—Lower Manhattan, Portlandite in Dust, November 4–December 11, 2001

Figure 16. Residential Environmental Sampling—Lower Manhattan, Crystalline Quartz in Dust, November 4–December 11, 2001

Figure 17. Residential Environmental Sampling—Lower Manhattan, Materials in Indoor Dust, November 4–December 11, 2001


LIST OF SAMPLING EVENT PHOTOGRAPHS

Photo 1. Residential Vacuum Sample

Photo 2. Residential Air Sampling

Photo 3. Residential Air Sampling

Photo 4. Residential Air Sampling

Photo 5. Residential Air Sampling

Photo 6. Residential Air Sampling

Photo 7. Outside Bulk Sampling

Photo 8. Sampling Head


EXECUTIVE SUMMARY

From November 4 through December 11, 2001, environmental samples were collected in and around 30 residential buildings in lower Manhattan. In addition, four buildings above 59th Street were sampled and used as a comparison area for this investigation. The New York City Department of Health and Mental Hygiene (NYC DOHMH) and the U.S. Agency for Toxic Substances and Disease Registry (ATSDR) conducted this limited investigation with support and collaboration from the U.S. Public Health Service Commissioned Corps Readiness Force and the World Trade Center Environmental Assessment Working Group. The purpose of the sampling was to assess the composition of both outdoor and indoor settled surface and airborne dust within residential areas around the World Trade Center. This information was used to help determine whether additional public health actions are needed to address any remaining World Trade Center-related dust inside residential areas. The information collected could also be used to compare the findings from the locations that were known or were likely to have received dust directly from the collapse of the World Trade Center towers, to findings from areas that were unlikely to have received dust directly from the disaster (comparison areas).

Attention was given to those materials reasonably expected to be in the original dust cloud and in dust generated by ongoing activities at the World Trade Center. The focus was on building materials that have been shown to have irritant properties (e.g., synthetic vitreous fibers [SVF] and gypsum) and be associated with long-term health concerns (i.e., crystalline silica and asbestos). The samples collected during this investigation were analyzed for the following materials: asbestos, SVF, mineral components of concrete (crystalline silica, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite). Efforts were made to get as much information as possible with the sampling that could be conducted, given accessibility and equipment limitations.

Results from this investigation do not necessarily reflect conditions that would be found in other buildings, at other times just following the collapse, or after the sampling period. The measurements reflect conditions present at the time of the sampling (November 4-December 12, 2001) in the buildings and areas sampled. The limited number of results obtained from the comparison areas above 59th Street was an attempt to determine the New York City–specific background levels of asbestos, SVF, mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite).

Sampling Overview

U.S. Public Health Service Commissioned Corps Readiness Force Officers were detailed to the New York City Department of Health and Mental Hygiene and composed the sampling teams for this investigation. The teams completed a survey form for each sampling location. The information collected by the survey was obtained from direct observations and from owners or representatives of building management when available. The survey form and photographs were reviewed along with the analytical results to put the sampling results into the context of where and how the samples were obtained and to determine the general conditions of the sampling locations.

Air and settled surface dust samples were collected and analyzed for the following materials used in WTC construction components: asbestos, SVF, crystalline silica, calcite, portlandite, gypsum, mica, and halite. SVF (e.g., fiberglass) is used in thousands of products because of its chemical resistance, strength, and ability to insulate against heat and sound. All of the crystalline minerals analyzed in this project are commonly used in building construction materials. Quartz, a form of crystalline silica, is a naturally occurring mineral and is a component of cement. Cristobalite andtridymite are different crystalline forms of silica. Calcite and portlandite are naturally occurring, high pH minerals used in cements and mortars. Gypsum is a naturally occurring mineral used in plaster, wallboard, and in some cements. Mica is a group of naturally occurring minerals that are used in paint, joint cements, plastics, roofing, and rubber. Halite (also known as rock salt or sodium chloride) is used in ceramic glazes, fire extinguishing, metallurgy, and highway de-icing and table salt.

In addition to analyzing the samples for the fibers and minerals found in common building materials, when a sufficient quantity of settled surface dust was present, it was mixed with water and the pH of the resulting mixture was measured.

Air Samples

Air samples were collected using vacuum pumps to draw air through a filter positioned at an adult's breathing level. In addition to a filter for fiber analysis, multiple particulate samplers were placed at each sampling location to collect different particle sizes including respirable (PM4 and PM2.5), thoracic (PM10), and total inhalable (PM100). This resulted in the collection of overlapping, or nested, particulate size fractions.

The particle size determines how deeply a particle can travel into the respiratory tract. Respirable particles with diameters of 4 microns or less (PM4) are very small particles that can be breathed in and can travel deeply into the air sacs of the lung. At some locations another sampler was used that collected a smaller set of respirable particles, those with diameters of 2½ microns (PM2.5) or less. Another sampler collected particles with diameters of 10 microns (PM10) or less. This sampler would collect not only respirable particles, but also those slightly larger particles that tend to land in the upper regions of the respiratory tract, including the throat. A fourth sampler collected a larger set of particles, those 100 microns (PM100) or less in diameter. The larger particles in this fraction can land in the nose and throat. Where a particle lands determines what types of health effects might be experienced. Particles too large to travel into the narrower passages of the lower respiratory tract might deposit in the upper airways (e.g., the nose and throat) and cause irritation. Similarly, larger particles might cause eye irritation. If the settled surface dust contains sufficient amounts of particles of a very small size, then effects consistent with particles reaching the lower respiratory tract might occur (coughing, shortness of breath).

Each of the particulate air sample fractions was analyzed for crystalline minerals (quartz, cristobalite, tridymite, calcite, portlandite, gypsum, mica, and halite). X-ray diffraction analysis (XRD) identifies a mineral by the unique diffraction pattern given off when the x-ray strikes its surface. The diffraction pattern serves as a “fingerprint” to identify the mineral present.

Other air samples were screened for fibers using phase contrast microscopy (PCM) to count the total number of all fibers present. If the concentration of total fibers was higher than the maximum concentration of fibers found in the comparison homes (0.003 fibers per cubic centimeter of air) the sample was re-analyzed for asbestos by transmission electron microscopy (TEM). Additionally, scanning electron microscopy (SEM) was used to look for SVF if the PCM fiber counts was higher than 0.003 fibers per cubic centimeter (f/cc) and if the settled surface dust sample from that area contained SVF.

Settled Surface Dust Samples

The composition of settled surface dust reflects particles and fibers that have been tracked into an area or that were present in the air and have with time, deposited on surfaces. Settled surface dust was collected indoors using a specialized vacuum cleaner. Outside settled surface dust was collected by scooping any visible dust-type material into a container. As with the air samples, the settled surface dust samples were analyzed to assess the presence of fibers and minerals. The analysis performed does not allow the determination of what size particles are present in the dust. The composition of the settled surface dust was evaluated to determine if, on the basis of its composition, it could be an irritant if it became airborne or came in contact with skin or eyes during cleaning activities.

The dust samples were analyzed for the presence of asbestos and SVF using polarized light microscopy (PLM). PLM can distinguish between fiber types by their unique appearance and color when viewed under different wavelengths of light. In addition, TEM analysis was conducted on all dust samples that showed asbestos content by PLM as less than 1%. TEM analysis is very specific, can detect smaller fibers of asbestos, and is subject to less interference than PLM.

The dust samples were also analyzed for mineral content using XRD as described previously for the air samples. For the dust samples, the mineral and the fiber results are expressed as a percent, indicating the weight percent each component represents in the portion of the dust sample analyzed. The different analytical techniques, XRD and microscopy (PLM, TEM, SEM), help to characterize what was in the settled surface dust; however the results from the two methods each performed on a portion of the dust collected, cannot simply be added together to “sum up” what was in the dust. XRD results are based upon the weight of the dust sample analyzed. While, PLM, TEM, and SEM results are based on the surface area viewed under the microscope.


Limitations

While the goal of the sampling was to evaluate the air and dust samples for a range of contaminants, there is no one sample collection method or analysis that can provide all of the determinations that were desired. The analysis strategy was to identify what components were present in order to provide the public with information quickly if any of the analyses revealed a significant concern. In order to strive for both of those goals, some modifications to conventional protocols were made which limited some analyses from determining the precise level of the materials in the sample (e.g., XRD conducted on air and dust samples). Whenever an analysis is expanded beyond its specific intent, there is the potential loss of sensitivity and an increase in the variability in the data. Those particular analytical results are reported as estimated values and marked with a “J.”

Results for the airborne particulate matter were rejected due to issues found during the quality assurance analysis. However, the XRD analysis for airborne minerals that used the same filter samples as the particulate matter analysis are considered valid because the analysis method does not depend on the filter sample weighing process used to determine the particulate matter concentration. The XRD mineral air concentrations are based on individual mineral weight standard curves—not the weight of the dust sample collected on the filters. These standard curves are not impacted by pre- and post-sampling filter weight variability.

 

Air Sampling Results

Total fiber counts of air samples taken in lower Manhattan were similar to the comparison areas above 59th Street sampled during this investigation. The six lower Manhattan areas that had elevated total fiber counts were re-examined by TEM and SEM to determine the types of fibers. The TEM and SEM results indicated that neither asbestos nor synthetic vitreous fibers (e.g., fiberglass) contributed to the elevated total fiber counts.

Air sampling results for minerals detected quartz (a form of crystalline silica) and other building-related materials in lower Manhattan. The other forms of crystalline silica were not detected in any air samples except for a one-time detection of cristobalite. The estimated concentrations of these minerals in air were low. In some locations, mineral components of concrete (quartz, calcite, and portlandite) and mineral components of building wallboard (gypsum, mica, and halite) were detected in air samples at higher estimated levels in lower Manhattan residential areas than in samples taken at comparison residential areas above 59th Street. The levels of minerals seen in airborne dust do not pose potential health hazards even for a continuous year of exposure at the highest levels detected.

Settled Surface Dust Results

Results of the settled surface dust analysis indicate the composition of settled surface dust in lower Manhattan is different than the dust analyzed from the comparison areas above 59th Street. Although the materials found are consistent with materials expected from the World Trade Center collapse, these results cannot determine the actual source of the materials present because these materials are common building components and can come from other sources in a busy urban area.

In lower Manhattan, asbestos was found in indoor dust in 15 of 83 (18%) samples from residential units and common areas at levels ranging from less than 1% (<1%) to 1.5%. Asbestos was detected in 6 of 14 (43%) outdoor samples at levels ranging from <1% to 3.4%. Indoor settled surface dust contained SVF in 40 of 83 (48%) locations ranging from 2% to 35% of the dust content. SVF was detected in 11 of 14 (79%) outdoor locations at levels ranging from 1% to 72%. No asbestos or SVF was detected in dust in the comparison areas above 59th Street.

The XRD analysis for crystalline minerals in settled surface dust is semiquantitative (estimated values, indicated by “J”). However, quartz, calcite, portlandite and gypsum appear to make up a higher percentage of dust in some buildings in lower Manhattan when compared to settled surface dust samples from buildings above 59th Street. Quartz was detected up to an estimated 31%J versus up to 2%J found in the comparison areas above 59th Street. Neither cristobalite nor tridymite was detected in any of the settled surface dust samples. Similarly gypsum was found at a maximum estimated concentration of 30%J in settled surface dust, higher than the 4%J estimated in the comparison areas above 59th Street. Calcite and portlandite had maximum concentrations of 21%J and 8%J respectively. At lower Manhattan locations sampled, quartz was detected in 81% of common areas and 53% of residences. Gypsum was seen in 88% of common areas and 79% of residences. Minerals were found in all lower Manhattan outdoor settled surface dust samples at estimated values ranging as high as 27%J quartz, 19%J calcite, 6%J portlandite, and 27%J gypsum. No visible settled outdoor dust was available in the comparison areas above 59th Street.

Several of the minerals detected in the settled surface dust samples, such as portlandite and calcite, can make the dust more alkaline, or raise the pH. Only two dust samples provided enough material for the determination of pH. The samples, collected from two outdoor locations in lower Manhattan, had pH levels of 8.6 and 9.8. On the pH scale, values less than 7 are considered acidic, a value of 7 is neutral, and values above 7 are alkaline or basic. Based on the results of the pH analyses, these dust samples are slightly alkaline. This is consistent with the detection of portlandite and calcite (alkaline minerals present in concrete) in the mineral analysis of the dust sample from the same location.

 

Conclusions

Based upon the analytical results of samples taken between November 4 through December 11, 2001, and information collected during the sampling effort, the New York City Department of Health and Mental Hygiene and the U.S. Agency for Toxic Substances and Disease Registry make the following conclusions (not in order of importance).

·  Total fiber counts of air samples taken in lower Manhattan were similar to the comparison areas above 59th Street sampled during this investigation. The six lower Manhattan areas that had elevated total fiber counts were re-examined by transmission electron microscopy (TEM) and scanning electron microscopy (SEM). The TEM and SEM results indicated that neither asbestos nor SVF contributed to the elevated fiber counts.

·  Low levels of asbestos were found in some settled surface dust, primarily below Chambers Street. Many of the lower Manhattan locations sampled had been previously cleaned prior to this investigation. No asbestos was detected in the comparison indoor dust samples taken north of 59th Street. The City of New York has conducted follow-up activities at the locations where asbestos was detected in settled surface dust. Only two follow-up locations, outdoor areas, required professional asbestos abatement. Following-up activity at the other locations did not find any asbestos containing materials.

·  When compared with the results obtained from the comparison sampling locations, the lower Manhattan residential areas sampled by this investigation tended to have a greater percentage of SVF (primarily fiberglass), mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite) in settled surface dust. However, the frequency of detections and prevalence patterns of these minerals are similar in both residential areas.

·  Exposure to significant amounts of synthetic vitreous fibers (SVF), mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum) may cause skin rashes, eye irritation, and upper respiratory irritation, all of which have been voiced as concerns by citizens and first responders. If the reported irritant effects are associated with World Trade Center related materials, these effects will subside once exposure to SVF, mineral components of concrete, and mineral components of building wallboard end. Some people with pre-existing heart or lung disease (e.g., asthma) or a previous history of very high levels of exposures (occupational) to SVF, mineral components of concrete, and mineral components may be more sensitive to the irritant effects of SVF, mineral components of concrete, and mineral components of building wallboard.

·  Sometimes mineral components of concrete (calcite and portlandite) and mineral components of building wallboard (gypsum, mica, and halite) were detected in air samples at higher estimated levels in lower Manhattan residential areas than in samples taken at comparison residential areas. These detected mineral levels are orders of magnitude below occupational standards. Although the occupational standards do not account for sensitive individuals or extended periods of exposure, they provide a comparison to an established health guidance value. The levels of minerals seen in airborne dust do not pose potential health hazards even for a continuous year of exposure at the highest levels detected.

·  Some settled surface dust could become airborne if disturbed. Therefore, people could potentially inhale the asbestos, SVF, mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite) found in settled surface dust of some lower Manhattan residences. Because we did not determine the weight of dust present in the areas sampled, it is not possible to determine whether any particular residence had an elevated dust loading. Appropriate continued frequent cleaning should minimize exposures.

·  Several worst-case assumptions were made in order to assess the potential long-term public health risks of airborne asbestos and quartz. Some of the assumptions were that no cleaning of indoor spaces has occurred or will occur, all fibers found in air were asbestos fibers, and the highest levels detected last fall in air represent long-term air levels. Using these worst-case assumptions, prolonged exposure (decades) to airborne asbestos and quartz may increase the long-term, theoretical risk of people developing lung cancer and other adverse lung health effects (more than 1 additional case in 10,000 people exposed). For individuals who conduct frequent cleaning of their residences, as recommended in this report, or participate in the U.S. Environmental Protection Agency cleaning/sampling program, it is unlikely that their exposure would resemble these worst-case conditions.

·  A review of the building sampling results from this investigation indicates that there is not a consistent spatial distribution pattern of asbestos, SVF, mineral components of concrete, and mineral components of wallboard in air and settled surface dust. This indicates that the materials are heterogeneously distributed. There are many factors that may contribute to the heterogeneous distribution, including whether the area was cleaned (indoors and outdoors), cleaning method, date since last cleaning, and how much dust was initially in the area. It is not clear which factors contributed to this pattern.

 ·  Results from this investigation do not necessarily reflect conditions that would be found in other buildings, at other times just following the collapse, or after the sampling period. The measurements reflect conditions present at the time of the sampling (November 4–December 12, 2001) in the buildings and areas sampled. The limited number of results obtained from the comparison areas above 59th Street may or may not reflect the New York City-specific background levels of asbestos, SVF, mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite).

  Recommendations

Based upon the conclusions of this investigation, the New York City Department of Health and Mental Hygiene and the U.S. Agency for Toxic Substances and Disease Registry make the following recommendations.

·  Because more asbestos, synthetic vitreous fibers (e.g., fiberglass), mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite) were found in settled surface dust in lower Manhattan residential areas when compared to comparison residential areas, the New York City Department of Health and Mental Hygiene and the U.S. Agency for Toxic Substances and Disease Registry are recommending that people continue to conduct frequent cleaning with HEPA vacuums and damp cloths/mops to reduce the potential for exposure.

·  To ensure that the recommended frequent cleaning is effective and to ensure that the health of the people of New York City is protected, the New York City Department of Health and Mental Hygiene and the U.S. Agency for Toxic Substances and Disease Registry are recommending additional monitoring of residential areas in lower Manhattan. In addition, an investigation should be conducted to better define background levels specific to the city of New York for asbestos, synthetic vitreous fibers, mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite).

·  Lower Manhattan residents concerned about possible World Trade Center-related dust in their residential areas can request cleaning and/or testing from the U.S. EnvironmentalProtection Agency (EPA) by logging on to the agency's World Trade Center Web page at www.epa.gov/wtc or by calling the EPA hotline at 1-877-796-5471.


ABSTRACT

The New York City Department of Health and Mental Hygiene and the U.S. Agency for Toxic Substances and Disease Registry in collaboration with the U.S. Public Health Service Commissioned Corps Readiness Force and the World Trade Center Environmental Assessment Working Group conducted a limited investigation of residential areas near and around the World Trade Center (WTC). The purpose of the investigation was to assess potential exposures to airborne and settled surface dust that entered residential areas following the collapse of the WTC buildings.

Sampling of the residential areas occurred from November 4 through December 11, 2001, and was conducted by U.S. Public Health Service Commissioned officers detailed to the New York City Department of Health and Mental Hygiene with assistance from the New York City Department of Health and Mental Hygiene.

The results of this investigation do not necessarily reflect levels that would be found in other lower Manhattan buildings or residential areas; the measurements reflect levels that were present at the time of sampling in the specific residential areas sampled. The limited number of results obtained from the comparison areas above 59th Street may or may not reflect the New York City-specific background levels of asbestos, synthetic vitreous fibers (SVF), mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite).

Low levels of asbestos were found in some indoor and outdoor settled surface dust, primarily below Chambers Street. Many of the lower Manhattan locations sampled had been cleaned prior to this investigation. No asbestos was detected in the comparison indoor dust samples taken north of 59th Street. Not enough visible settled dust was available to collect outdoor samples in the comparison area. When compared with the results obtained from the sampling locations above 59 Street, the lower Manhattan residential area settled surface dust sampling results tended to have higher percentages of SVF, mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite) in settled surface dust.

Because asbestos, SVF, mineral components of concrete (quartz, calcite, and portlandite), and mineral components of building wallboard (gypsum, mica, and halite) were found at higher levels in settled surface dust in lower Manhattan residential areas when compared to comparison residential areas above 59th Street, the New York City Department of Health and Mental Hygiene and the U.S. Agency for Toxic Substances and Disease Registry are recommending that people continue to conduct frequent cleaning with HEPA vacuums and damp cloths/mops to reduce the potential for exposure and/or participate in the U.S. Environmental Protection Agency cleaning/sampling program.

Total fiber counts of air samples taken in lower Manhattan were similar to the comparison areas above 59th Street sampled during this investigation. The six lower Manhattan areas that had elevated total fiber counts were re-examined by transmission electron microscopy (TEM) and scanning electron microscopy (SEM). The TEM and SEM results indicated that neither asbestos nor SVF contributed to the elevated fiber counts. Sometimes mineral components of concrete (calcite and portlandite) and mineral components of building wallboard (gypsum, mica, and halite) were detected in air samples at higher estimated levels in lower Manhattan residential areas than in samples taken at comparison residential areas. These detected mineral levels are orders of magnitude below occupational standards. Although the occupational standards do not account for sensitive individuals or extended periods of exposure, they provide a comparison to an established health guidance value. The levels of minerals seen in airborne dust do not pose potential health hazards even for a continuous year of exposure at the highest levels detected.

INTRODUCTION

At 8:45 am eastern standard time on September 11, 2001, a commercial jetliner struck the north tower of the World Trade Center (One World Trade Center). At 9:03 am, the south tower (Two World Trade Center) was also struck by a commercial jetliner. The south tower began to collapse at 10:05 am. At 10:30 am, the north tower began to collapse. (1,2,3,4)

The collapse of these structures released massive amounts of dust and debris that covered lower Manhattan. Residents were evacuated from many areas south of Canal Street. On September 19, pedestrian and vehicular traffic restrictions for below Canal Street were modified (5). As residents moved back into the areas, they requested information on the safety of the dust and air in the area and the types of cleaning methods that should be used. The New York City Department of Health and Mental Hygiene provided guidance on cleaning for area residents and requested federal assistance in assessing potential exposures to airborne and settled surface dust that entered residential areas following the collapse of the World Trade Center (WTC) buildings.

BACKGROUND

A. World Trade Center Towers

The World Trade Center was a complex of 7 buildings on 16 acres surrounding a 5-acre plaza in lower Manhattan. The complex was bounded by Vesey Street on the north, Church Street on the east, Liberty Street on the south, and West Street on the west. The twin towers were the center of the complex. Each tower had 110 floors; the north tower was 1,368 feet tall and the south tower was l,362 feet tall. Each tower had approximately 43,200 square feet on each floor. There were seven underground levels that contained services, shopping areas, and a subway station. There were two plaza buildings (WTC 4 and WTC 5) on Church Street that had nine stories. WTC 7 was a 47-story office building. Design and structure details of the towers are shown in Table 1 (1,2,3,4,6). Basic location and U.S. Census population information about lower Manhattan is provided in Table 2 and Figures 1 through 4.

B. Potential Contaminants

The dust cloud released at the collapse of the buildings was comprised of materials that were used in the construction of the buildings (such as concrete and insulation materials). In addition to the dust cloud from the building collapse, contaminants were released in fires fed by jet fuel and the combustible materials in the buildings.

The dust contained the constituents of concrete, wallboard, and insulation. Concrete is a mixture of cement, aggregate (sand and gravel), and water. Cement contains limestone, clay, gypsum, and metals. Sometimes other minerals (such as fly ash or crystalline silica) are added to concrete to change its properties. Concrete tends to have a high pH, and if dust from the concrete was mixed with moisture, the resulting solution would tend to have a high pH. Asbestos was used as insulation in a portion of the towers. Fiberglass, a synthetic vitreous fiber, was also used as insulation in the buildings and is likely to have been used in building furnishings. Surface dust and debris containing asbestos have been found in lower Manhattan. Asbestos was detected in the personal air samplers of rescue and recovery workers. In addition, low levels of asbestos, fibrous glass, and the constituents of concrete and wallboard have been detected in air samples collected at the WTC site perimeter. These materials are common building components, and there are other sources of these materials in any large urban areas.

C. Monitoring in Lower Manhattan After the Collapse of the World Trade Center

The U.S. Environmental Protection Agency (EPA) and other federal, state, local agencies, and private firms have been conducting environmental monitoring in a variety of media since September 11 (some of the ambient air sampling locations are depicted on Figure 5). In November 2001, EPA tasked the IT Corporation Quality Assurance Technical Support Program contractor to evaluate the environmental monitoring data that had been collected. Through April 24, 2002, there were approximately 263,000 sample results analyzed (7). There were 605 analytics that were included in the database such as asbestos, fibers, particulates, metals, volatile organic compounds (VOCs), polycyclic aromatic hydrocarbons (PAHs), and polychlorinated biphenyls (PCBs). The greatest number of analytical samples was collected for analysis of total fiber concentration, asbestos fiber concentration, or the percentage of asbestos. The overall largest number of samples in the monitoring was for particulate matter. The monitoring stations for particulate matter (roof-top locations) are a part of the New York State Department of Environmental Conservation air quality-monitoring program. Additional stations were added after the WTC towers collapsed.

The analytical results of air samples showed decreasing concentrations that appeared to have reached pre-existing background levels by the end of April 2002 (7). Bulk dust samples were tested for asbestos, dioxins/furans, PCBs, PAHs, and metals. The levels for some of the analytics (e.g., asbestos) were relatively high; however, only a few samples obtained after mid-October showed elevated levels (7). In general, air monitoring near the WTC has not detected any pollutants from the fire and building collapses at levels that are of public health concern. Within the restricted zone (within one block of the WTC), low levels of asbestos have been found in the airborne dust from the building collapse (7). Bulk dust and air samples (mostly on or near the work site), as well as surface runoff water, river sediment, and river water have been analyzed for other contaminants, including metals, VOCs, PAHs, dioxins and PCBs. These contaminants were found at low levels that did not indicate a need to conduct further sampling for them at the time of the residential sampling (8).

D. Community Exposures

The most likely routes of community exposures to contaminants would be through breathing in airborne dust and through direct contact with surface dust and debris. The sampling plan was developed to determine the potential for exposure to building material-related contaminants in air and dust.

E. Human Health Effects of Concern

The primary health effects of immediate concern are respiratory effects and irritant effects from inhalation of or direct contact with building-related materials. Many of the materials expected to be in airborne dust can cause eye, nose, and throat irritation. In addition, those materials that can be inhaled or respired from airborne dust can cause respiratory irritation and exacerbation of pre-existing problems such as asthma, emphysema, and cardiopulmonary disease. Materials in the surface dust can cause skin irritation on contact. There have been reports of burning throat and eyes from residents returning to the area.

 
OBJECTIVES

The overall objective of this sampling was to provide results upon which public health agencies could further determine the potential for environmental exposures to WTC collapse-related materials and possible health implications of the exposures. Sampling was intended to better characterize ambient and indoor airborne and potentially airborne particles (surface dust) in residential areas of lower Manhattan from the collapse of WTC.

Specifically, the objective was to characterize the makeup and size distribution of airborne breathing zone dust in residential areas—both indoors and outside—near the WTC. This information was used to further determine whether materials were present in air at levels of public health concern and whether settled surface dust contained materials that could potentially be re-entrained and result in continued exposures.

Note: The sampling approach was focused on contaminants that emanated from the collapse of the WTC towers and that might cause health problems. However, this investigation could not conclude if contaminants or materials found actually came from the disaster. The contaminants that were selected for testing could be present in some areas from other sources. Some typical examples of this include cooking on a stove top, which can increase indoor airborne particulate matter; vehicle exhaust, which can increase outdoor airborne particulate matter; and recent home renovation activities, which can result in an increase in levels of gypsum, fiberglass, and other materials in air and surface dust.

METHODS

Details on the methods used in the residential sampling investigations are included in the residential sampling plan that is on the New York City Department of Health and Mental Hygiene’s Internet page (http://www.nyc.gov/html/doh/pdf/alerts/indoor1.pdf). Printed copies of the plan can be requested from the New York City Department of Health and Mental Hygiene.

A. Sampling Approach

A series of three concentric circles was drawn around the WTC location. The circles were then divided by direction or zone from the WTC (north, south, and west). Attempts were made to obtain access to the same number of residential buildings per zone for sampling. Four residential buildings above 59th Street were selected for testing to determine what levels of fibers and minerals might be routinely found in the city.

Once a building was selected, air and settled surface dust sampling occurred in up to four different locations: an area outdoors near a main entryway to the building; an area inside of the main entry (or other common area); and two residential units. Informed consent for sampling was obtained and questions were asked about details that could aid in interpreting the sampling results (such as whether the windows were open on the morning of September 11, 2001).

Both air and settled surface dust samples were collected in high traffic or routinely used areas of the space. For example, settled surface dust was collected from areas where individuals frequently walked, not from behind furniture or underneath kitchen appliances. Air sample inlets were at approximately 4 feet in height above the ground/floor surface to provide results more reflective of what might be inhaled.

Attempts were made during air sampling to obtain data that would reflect what might be in the air during periods of high activity. If the selected area was not occupied at the time of sampling, and if there was no central heating or air conditioning system that could result in contaminant migration into another occupied area, aggressive air sampling was conducted. If the area was occupied, the heating or air conditioning system fan was turned on during the period of sampling. This would not represent a period of high activity, but would present data that might be found during typical or normal activity.

B. Samples Taken

Sample collection was conducted from November 4, 2001, to December 11, 2001, for the lower Manhattan area and from December 6–10, 2001, for the comparison buildings above 59th Street. Because of the limited and time critical essence of this investigation, thirty buildings in lower Manhattan were sampled, and four comparison buildings were sampled from the area north of 59th Street. In the 30 lower Manhattan buildings, the following locations were sampled: 59 residential units, 29 common areas, and 29 outdoor areas.

There were 127 air samples taken from 117 different areas of the lower Manhattan buildings. Ten of the areas had co-located sampling equipment. In the 59 different residential units, there were 64 air samples taken. Thirty air samples were taken from 29 different common areas.

Samples taken from the four comparison buildings above 59th Street included three outside air samples, three of common areas with both indoor settled surface dust and air, and five residential units with both indoor settled surface dust and air. No outside settled surface dust samples were collected because there was no visible dust to collect.

  Tables 3, 4, and 5 show the number of buildings and areas within the buildings that were sampled for asbestos, SVF, and minerals in lower Manhattan and the comparison units above 59th Street. The tables also show whether the samples were settled surface dust and air samples.

C. Field and Laboratory Changes From the Original Sampling Protocol

Once the sampling teams went to the various sampling locations, it was determined that some changes needed to be made to the sampling protocol. The sections below indicate the changes that were made to the original sampling protocol.

1. Field Changes

The sampling protocol indicated that a total of 60 residential units would be tested in lower Manhattan. A total of 59 residential units were sampled.

Indoor settled surface dust was collected using EPA’s Environmental Response Team Standard Operating Procedure (ERT SOP) for household dust, as stated in the sampling protocol. However, due to cost and equipment availability constraints, Omega Ultivac vacuums with high efficiency particulate air (HEPA) filters were used instead of NilfiskTM vacuums. To avoid the need to decontaminate the vacuum hose between each sampling event, a sample collection filter (Alsock, by Midwest Filtration) was inserted into the air-intake end of the vacuum hose. The Alsock has a 97% capture of particles with diameters of 1.1 microns and larger. The ERT SOP-specified vacuum bag filter has a 4- to 5-micron pore size.

Instead of one settled surface dust sample per unit, two co-located indoor settled surface samples were collected. This change was made as two different laboratory locations were involved in the analysis. The EMSL Analytical laboratory in New York City analyzed samples for fibers (using PCM, PLM, and TEM); the EMSL Analytical laboratory in Westmont, New Jersey, analyzed samples for the remaining materials and conducted the SEM analysis for fibers.

Delays in obtaining equipment resulted in only 10 buildings being sampled for the PM2.5 air fraction.

There was no visible settled surface dust around the comparison homes selected above 59th Street; therefore, no outdoor settled surface dust samples were collected from thecomparison areas above 59th Street.

2. Sample Analysis Changes

Airborne and settled surface dust samples were analyzed for crystalline silica using EMSL Analytical’s Material Science Division Operating Procedure MSD 0700, January 2000. XRD analysis was conducted for the nonsilica crystalline minerals in air and settled surface dust samples by EMSL using Material Science Division Operating Procedure MSD 9300, January 2002. The samples were not ashed prior to XRD analysis for the following reasons: ashing samples could have resulted in loss or breakdown of analytes of interest including gypsum; and there was not enough organic material present to result in loss of method sensitivity for crystalline minerals of interest.

SEM analysis was conducted on air samples for fibrous glass and other synthetic vitreous fibers by EMSL using Material Science Division Operating Procedure MSD 0300. This analysis was conducted on all samples collected from the comparison areas above 59th Street and on only those air samples from lower Manhattan with PCM fiber concentrations higher than the comparison PCM fiber concentrations.

Settled surface dust samples were analyzed for fibrous glass by EMSL using New York State Department of Health Environmental Laboratory Approval Program Method 198.1 polarized-light microscopy methods for identifying and quantifying asbestos in bulk samples.

Settled surface dust samples were not weighed, so surface loading of materials could not be calculated. Although settled surface dust samples were sieved, sieving was not conducted as specified in the ERT SOP. Rather, sieving was conducted as specified in MSD 0700 and 9300.

D. Data Management and Quality Assurance/Quality Control Procedures

EPA provided the laboratory used for this investigation. The laboratory is part of EPA’s “certified” Contract Laboratory Program. It used all of the EPA quality assurance/quality control laboratory methodologies when analyzing the samples collected for this investigation. EPA conducts audits of all the EPA-certified laboratories to assure that appropriate quality assurance/quality control laboratory methodologies are being used.

Chain-of-custody procedures were established and maintained throughout sample collection, transportation, and analysis of samples. These procedures helped to assure that analytical results could be matched to the sampling locations.

Following the sampling effort, more than 5,400 analytical results were individually returned from the laboratory. All results were entered into a Microsoft EXCEL spreadsheet along with the other raw data describing where and how the sample was taken. Asbestos-in-air laboratory results were submitted calculated in concentration and were used as received. The laboratory typically submitted particulates-in-air results as the initial and final filter weights (pre- and post-sampling weights). The total amount of material deposited on the filter and resulting concentrations for the sampling location were estimated from the laboratory results. Results for asbestos, fiberglass, and mineral components in settled surface dust were used as provided by the laboratory: percentage of material analyzed.

All of the results were reviewed as a part of normal data quality analysis. The general purpose of this quality assurance/quality control (QA/QC) review is not to pronounce the data “accurate,” but to determine whether the results are obviously affected by sampling or analytical errors. For this investigation, the reported analytical results were accepted, rejected, or used conditionally. Decisions on how to treat a data set were made primarily by comparing the measured results to information gathered from the blanks using graphs and statistical analyses.

Most of the results were used as received from the laboratory. The laboratory reported the asbestos in air results as a concentration of asbestos in the sampled location. The asbestos and fibrous glass in airborne and settled surface dust were used as received.

Results for the airborne particulate matter were rejected due to issues found during the quality assurance analysis. Variability of field blank sample weights was beyond the acceptable limits. A more thorough discussion of why the airborne particulate matter results were rejected is located in Appendix A of this report.

The XRD analysis was conducted on the air samples collected for particulate matter (PM100, PM10, PM4, and PM2.5). The PM results were rejected, but the XRD results were accepted as semiquantitative. The XRD results are considered valid because the analysis method does not depend on the filter-weighing process used to determine PM concentration. The XRD mineral concentrations are based on individual mineral weight standard curves—not the weight of the dust sample collected. These standard curves are not impacted by pre- and post-sampling filter weight variability.

Minerals were not detected on the blank air samples. This indicates that sample contamination or cross-contamination did not occur during air sampling, shipping, or sample analysis. The XRD information for the air samples provided semiquantitative values (estimated values, indicated by “J”). The PM100 and PM10 results may be potential overestimates, as the crystalline mineral size used for the standard curve is close to PM4 in size. This will result in the XRD overestimating the concentration of minerals present in the larger fractions. Similarly, the PM2.5 results may be potential underestimates of mineral concentrations.

The XRD settled surface dust results are also considered semiquantitative (“J”) due to particle sizes used for standard curve/calibration (as described for the air samples) and due to the lack of standard analytical error (SAE) information from the laboratory.

E. Data Analysis

The data were entered into an Excel spreadsheet, and descriptive statistics were developed for the sample results. Basic trend analysis on the analytical data was conducted using the SAS statistical program (version 8.01). The SAS System is an integrated system of software providing complete control over data access, management, analysis, and presentations. Examples of some of the SAS procedures (“Proc”) used were the “Proc Mean” and “Proc t-Test.”

F. Limitations and Uncertainties 

The intent of the sampling was not to characterize the total extent of contamination in lower Manhattan or determine the extent of exposures for all people in lower Manhattan that may have resulted from the collapse of the WTC towers. Rather, it was a preliminary investigation to determine if building collapse-related materials could be present at levels of possible health concern in lower Manhattan. Results from this investigation do not necessarily reflect conditions that would be found in other buildings, at other times just following the collapse, or after the sampling period. The measurements reflect conditions present at the time of the sampling (November 4–December 12, 2001) in the buildings and areas sampled.

Some uncertainties tend to underestimate the risk of exposure while other uncertainties tend to overestimate the risk of exposure.

·  The locations selected for sampling within each building may not be representative of the rest of the building; the building-specific results may either overestimate or underestimate the levels of WTC-related materials in other areas of the building.

·  Sampling was conducted in November and December of 2001. Levels of particulate matter and airborne irritants were likely to have been higher in the days and weeks immediately after the WTC collapse. Levels of settled surface dust were likely higher as well. Outdoor dust contamination would have been reduced by wind, rain, and cleaning (HEPA trucks to vacuum the streets and sidewalks). Indoor settled surface dust may have been reduced if appropriate cleaning had been conducted prior to this sampling event. Therefore, these results serve as estimates, and are not necessarily reflective of conditions at earlier time points or of current conditions.

·  Likewise, if continued cleaning has occurred since the November–December 2001 sampling event, levels of contaminants should be lower today. Therefore, the results of this sampling effort would tend to overestimate the current levels of WTC-related materials in the buildings.

Uncertainty also exists in determining at what level and duration of exposure people might experience irritation or other symptoms from exposure to fibers and crystalline minerals.

·  The likelihood of experiencing irritation from individual contaminants or contaminant mixtures is uncertain. A short exposure to a small amount of an irritant may be tolerated, but exposures that continue for a longer period of time or are to a larger amount of an irritant, may overwhelm the body’s ability to remove the irritant and increase the likelihood of irritation. Individual differences also play a significant role in whether or not irritation occurs. Using a risk estimate from an occupational situation may underestimate risks for more sensitive or susceptible individuals in the general population. Some of the information needed to estimate the risk of irritant symptoms, is not available from this study.   When assumptions are made in the absence information (e.g., the duration and intensity of the total exposure) additional uncertainty is introduced.

·  Persons with pre-existing respiratory (e.g., asthma, emphysema) or cardiopulmonary problems are more likely than healthy individuals to experience adverse health symptoms at lower levels of airborne particles and contaminants. Airborne dust and crystalline mineral levels based on studies of healthy individuals are levels that underestimate the risk for a susceptible individual.

·  Individuals who were in the lower Manhattan area when the WTC collapse occurred may have received a bolus inhalation dose of dust, fibers, crystalline minerals, and other materials. Health effects of a bolus dose are not known. Additional exposures would add to the potential for health effects. Therefore, the short and long-term health effects, if any, of such an exposure cannot be determined from the measurements made in this study.

RESULTS

This section of the report will provide an overview of what was determined by this investigation. The overall analytical findings will be presented according to what environmental media was sampled (air or settled surface dust, Figures 7-17).

A. Survey

The primary duty of the sampling team was to coordinate with the building management to identify sampling locations that would yield results representative of the area sampled. These duties included identifying unoccupied residences that could have aggressive air sampling conducted. In addition the sampling teams photographed equipment setup and operation, sampling locations, distribution of surface dust, and general conditions around the building.

The sampling team completed building surveys, in part, to gather the information needed to cite sample locations and to provide information to be used in interpreting the results. These surveys were completed on the basis of their observations and on discussions with building management when representatives were available. However, information was not always available to completely answer each survey question. This was especially true when evaluating specifics of the heating and air conditioning systems. The validity of the information is dependent on the memory and experience of the building representatives and, in the case of residential units, may not reflect the condition or treatment of the entire building.

The survey form and photographs were reviewed along with the analytical results to put the sampling results into the context of where and how the samples were obtained and to determine the general conditions of the sampling locations. Given the purpose of this investigation, the limited amount of locations sampled, and the uncertainty in some of the survey results, no attempt was made to correlate survey information with measured concentrations of any of the materials. The table in Appendix B provides a summary of results from the survey form questions that were most consistently answered.

B. Settled Surface Dust

Settled surface dust samples were analyzed for materials consistent with debris from a building collapse. Materials of interest include insulation material (asbestos, synthetic vitreous fibers, components of concrete (portlandite, calcite, and crystalline silica) and components of other building materials (gypsum, mica, and halite). A detailed summary of results is given in Appendix C. To protect the privacy of individuals who allowed sampling in their residences and buildings, specific detailed locations are not shown. Results of the settled surface dust analysis indicate the composition of settled surface dust in lower Manhattan is different from that of the dust analyzed from the comparison areas above 59th Street. Although the materials found are consistent with materials expected from the World Trade Center collapse, these results cannot determine the actual source of the materials present because these materials are common building components and can come from other sources in a busy urban area.

1. Fiber Analysis of Settled Surface Dust

Asbestos and SVF, although not found in homes in the comparison areas above 59th Street, were present in the settled surface dust in some areas of lower Manhattan.

All settled surface dust samples were analyzed by polarized light microscopy (PLM) for fiber type and content. This technique distinguishes between asbestos fibers, textile fibers, and synthetic vitreous fibers (SVF), which include glass wool and mineral wool. The results are reported as a percent.
Because PLM is an optical method, the amount reported is a visual estimation of the percent of area viewed. Therefore it is neither strictly a weight or a volume percent. These results do provide an indication of the presence of asbestos or SVF in the dust, and some idea of relative amount.

In lower Manhattan, asbestos was only detected in settled surface dust in one indoor and two outdoor locations by PLM (Figure 8). If asbestos was not seen in the sample or reported as <1% by PLM, a second test was done which is more sensitive, transmission electron microscopy (TEM). An additional 4 outdoor and 15 indoor locations contained asbestos when examined by TEM (Figure 9). Chrysotile asbestos was the only form of asbestos identified, either by PLM or TEM, in all settled surface dust samples. In this study TEM is primarily used as an indicator of the presence or absence of asbestos. For the PLM analysis, values <1% are an indicator of the presence of asbestos because this is the detection limit for PLM. For TEM a detection of asbestos is confirmation of its presence. Therefore, values <1% and values greater indicate the presence of asbestos. Results shown in Table 6 and discussed below refer to all samples positive for asbestos, by either the PLM or TEM methods (Figure 10).

Asbestos was found in indoor settled surface dust in 10 of 57 residences sampled in lower Manhattan (18%) (Table 6). The settled surface dust in common areas contained asbestos in 5 of 26 areas sampled (19%), and asbestos was found in outdoor dust in 6 of 14 areas sampled (43%) (Table 6). Asbestos levels ranged from none detected up to 3.4% (the highest level was found in an outside sample). However, without surface-loading information, the percentage of asbestos present does not allow for characterization of potential exposures. No asbestos was found in the comparison homes north of 59th Street. Figure 10 depicts the results of analysis of the asbestos content of settled surface dust in samples from residences in lower Manhattan.

The SVF results, seen in Table 6, show a broad range of SVF content in the settled surface dust from none detected up to 35% in indoor dust samples and as high as 72% outdoors. The location and range of SVF found in settled surface dust is shown in Figure 11 for all areas sampled in lower Manhattan. SVF was found in indoor dust in 26 of 57 residences sampled as analyzed by PLM (46%). The settled surface dust in common areas contained SVF in 14 of 26 areas sampled (54%), and SVF was found in outdoor dust 11 of 14 times sampled (79%). The majority of SVF detected was glass wool. Only four buildings contained mineral wool in settled surface dust, ranging from 1%–7%. Because no surface-loading information is known, the exact percentage is less informative than its presence. No SVF was found in the comparison homes north of 59th Street by PLM analysis. Therefore the SVF content of settled surface dust in some areas of lower Manhattan is higher than that of the selected comparison areas above 59th Street (Figure 11).

2. Mineral Analysis of Settled Surface Dust

Settled surface dust samples were analyzed for crystalline minerals potentially associated with the material from the collapsed World Trade Centers. The results reported here are expressed as a mass percent of the dust (weight of minerals per weight of dust). Quantification of the minerals in dust is not exact due to variations in particle size and other methodological interference. Therefore, these data will only be considered semiquantitatively and should be considered estimated values, noted by the “J” qualifier.

Quartz, calcite, portlandite, and gypsum were the most abundant minerals detected (see Table 7). Mica was detected with less frequency than the other minerals, and generally estimated at approximately 0.1%J of the dust. Halite (salt) was also detected at trace levels.

Mineral components of concrete (quartz calcite, and portlandite) and other building materials (gypsum, mica, and halite) in the indoor settled surface dust of some areas of lower Manhattan were estimated at higher percentages than for the comparison areas above 59th Street.

Quartz was detected in all 14 outdoor dust samples, 21 of the 26 common area samples, and only 30 of the 57 samples from residences in lower Manhattan. Neither cristobalite nor tridymite, other forms of crystalline silica, were found in any of the settled surface dust samples. For this discussion quartz will refer to the alpha-quartz form of crystalline silica. Levels of quartz were estimated as from 0.05%J to 31%J in residences, and from 0.03%J to 25%J in common areas. Estimated quartz content in outdoor samples ranged from 1%J

to 27%J. Because quartz is a common material (i.e., silica sand), finding this mineral in the city where there is a lot of concrete building material is not unusual. However, quartz in dust from the comparison areas above 59th Street was estimated from nondetect to 1%J in the common areas and from nondetect to 2%J in the residences. Figure 16 shows the locations where the estimated maximum quartz content in settled surface dust was greater than or similar to estimated quartz content in the dust samples from the comparison areas above 59th Street. Fifteen residences, six common areas, and 12 outdoor areas had estimated quartz levels higher than the associated comparison areas above 59th Street. Therefore, quartz was elevated in some indoor areas of lower Manhattan relative to the comparison areas above 59th Street.  Outdoor dust samples were not taken from the comparison areas, due to insufficient amounts of dust. Figures 13-16 compare the indoor and outdoor locations in lower Manhattan to the indoor samples above 59th to show the relative distribution of the minerals.

Calcite (calcium carbonate) and portlandite (calcium hydroxide) are also components of concrete. They occurred with similar frequency in the dust samples and were often co-located with the quartz. Calcite ranged from an estimated 0.8%J to 19%J in outdoor areas, and from 0.02%J to 21%J in indoor areas. Portlandite ranged from an estimated 0.07%J to 6%J in outdoor areas and from 0.04%J to 8%J in indoor areas. In contrast, the maximum levels found in indoor comparison areas above 59th Street were 0.9%J calcite and 0.08%J portlandite. Figures 13 and 15 show the locations where the estimated calcite and portlandite content in settled surface dust was higher than to that estimated in dust samples from the comparison areas above 59th Street. For calcite, 13 residence and 9 common area samples had estimated levels higher than those found in the comparison areas above 59th Street. Similarly for portlandite, 17 residence and 9 common area samples were estimated as higher than values in comparison areas above 59th Street. So although these materials are found in urban areas, perhaps due to erosion of concrete, building construction and maintenance, the estimated percentages of calcite and portlandite were larger in some areas of lower Manhattan relative to the comparison areas above 59th Street (Figures 13 and 15.)

Gypsum (hydrated calcium sulfate) is a major component of dry wall. Gypsum was found in 11 of 14 outdoor settled dust samples at levels estimated as 0.03%J to 27%J. Indoor levels of gypsum ranged from an estimated 0.07%J to 20%J in 23 of 26 common areas and from 0.05%J to 30%J in 45 of 57 residences. These estimated percentages are higher than the estimated maximum of 4%J seen in the comparison areas above 59th Street. Figure 14 shows the locations where the estimated gypsum content in settled surface dust was higher than or similar to the levels in the dust samples from the comparison areas above 59th Street. Nine residence and six common area samples had estimated levels higher than those found in the comparison areas above 59th Street. Gypsum was elevated in settled indoor dust in some areas of lower Manhattan relative to the comparison areas above 59th Street (Figure 14).

The data can also be evaluated in a nonquantitative manner by just inspecting the frequency of detects of mineral in dust for lower Manhattan and the comparison areas. As shown in Table 7, the pattern of prevalence for the minerals appears to be similar in both study areas. In other words, the minerals were detected in both locations with about the same frequency. The data imply that building materials were the source for both areas. This source was likely building materials; however, the magnitude of the impact was greater in areas closer to the World Trade Center.

3. Alkalinity of Settled Surface Dust

  Several of the minerals detected in the settled surface dust samples, such as portlandite, can make the dust more alkaline, or raise the pH. Originally, the pH of all of the settled surface dust samples was to be determined. However, enough dust for this analysis was only available at two locations. Both dust samples were alkaline (pH of 8.6 and 9.8). On the pH scale of 0 (acidic) to 14 (alkaline or basic), these values are slightly alkaline. Mineral analysis of these two settled surface dust samples estimate levels of calcite (15%J, 19%J) and portlandite (6%J, 3%J) were present, respectively. These crystalline minerals along with other components of concrete would have contributed to the measured alkalinity.

C. Air

The settled surface dust results discussed previously indicate the materials present in each area sampled. Fibers and small particles within the dust may become airborne during daily activity or during periods of high activity such as cleaning. Therefore, the settled surface dust sample results are an indicator for areas with a potential for airborne contaminants. Air sampling was conducted to determine the actual levels of fibers, dust, and crystalline minerals in the air at the time of settled surface dust sampling. Where feasible, these results are correlated to the settled surface dust results.

1. Fibers in Air

Samples for airborne fibers were first analyzed by phase contrast microscopy (PCM) to count all fibers present according to the National Institute for Occupational Safety and Health  (NIOSH) Method 7400 counting rules. Phase contrast microscopy identifies fibers based on size and shape, but not the specific type of fiber. Therefore, the fibers seen by PCM include asbestos fibers as well as other fibers, such as textiles, fiberglass, and cellulose that might be present. Any sample with airborne fibers above the highest PCM levels found in the comparison locations was re-analyzed by transmission electron microscopy (TEM) and scanning electron microscopy (SEM). The TEM methodology can distinguish what types of fibers are in a sample, particularly asbestos fibers. The SEM method identifies SVF. Some fibers present in the settled dust of the area may become suspended in the air and be present in the air sample.

a. Indoor Air

Fiber levels in air are expressed as the number of fibers in each cubic centimeter (cc) of air or fibers per cc (f/cc). Low levels of fibers were found in the comparison areas above 59th  Street homes, where fiber levels ranged from less than 0.001 f/cc (<0.001 f/cc) to 0.003 f/cc. Because no asbestos was detected in the settled surface dust of the comparison areas above 59th Street, these fibers are not likely to have been asbestos. SEM analysis showed they were not SVF. Figure 7 shows all airborne fiber levels determined by PCM in the lower Manhattan area with respect to the fiber levels found in the comparison areas above 59th Street. These data represent all fibers found according to the analytical method used (NIOSH 7400) and are not specific to asbestos or SVF.

The majority of the lower Manhattan air samples from indoor areas without asbestos in the dust were within the range of fibers found in the comparison areas above 59th Street (<0.001 to 0.003 f/cc). Six of these air samples (from 3 common areas and 3 residences) had higher levels of fibers in air than the comparison areas above 59th Street (Table 8). Four of these areas had measurable levels of SVF in the settled surface dust. All six-air samples were re-analyzed by TEM to determine if the fibers present included asbestos fibers. Asbestos fibers were not found in these six air samples (Table 8). A third analysis was done by SEM to determine if SVF fibers were present in those air samples from areas with SVF in the settled surface dust. SVF fibers were found in three of these air samples at concentrations from 0.000037 f/cc to 0.000255 f/cc. Although SEM is a more sensitive method, detecting thinner fibers than PCM, reported SVF levels were well below the PCM method detection limit of 0.001f/cc. SVF fiber concentrations in the comparison areas above 59th Street ranged from none detected to 0.000087 f/cc. Although air samples from comparison areas above 59th Street were not re-analyzed by TEM, no asbestos fibers were noted on the subsequent SEM analysis for SVF. Therefore the six air samples that had total fiber counts greater than comparison areas above 59th Street were not elevated due to either asbestos or SVF fibers.

There were 15 out of the 83 (18%) indoor areas in lower Manhattan with measurable asbestos in the settled surface dust, 10 residences and 5 common areas (Table 9). Nine of these residences were sampled aggressively (the air exhaust of the vacuum used for settled dust sampling was used to stir up all dust into the air before an air sample was taken). Four of these aggressively sampled residences had measurable fiber levels in air ranging from 0.001 f/cc to 0.003 f/cc. One residence was occupied and could not be aggressively sampled. Air sampling at that location indicated <0.001 f/cc by PCM analysis. Because the levels found were within the range measured in the comparison areas above 59th Street, no TEM or SEM re-analysis was performed on these air samples. Therefore the composition of these fibers is unknown (i.e., asbestos, SVF, cellulose).

None of the common areas were aggressively sampled because all of these areas were open to the public. Of the five common areas with some asbestos in the dust, three had measurable levels of fiber in the air ranging from 0.001 f/cc to 0.002 f/cc. One area in building 5 where there was not enough settled surface dust to sample had an airborne fiber count of 0.002 f/cc. No TEM or SEM re-analysis was performed on these air samples, and the composition of these fibers is unknown (i.e., asbestos, SVF, cellulose).

b. Outdoor Air

Six of the 14 lower Manhattan outdoor locations sampled had detectable levels of asbestos in the settled surface dust, indicating a potential in these locations for asbestos fibers to become airborne. Air sampling indicates three of the locations did not have detectable fibers in the air (Table 9). The air samples from buildings 1, 2, and 5 did have fibers detected at levels from 0.001 f/cc to 0.003 f/cc. Of the 15 locations where no settled surface dust samples were taken, the majority of the results showed <0.001 f/cc in the air, with only 4 samples reported at the detection limit of 0.001 f/cc. Because the levels found were within the range measured in the comparison areas above 59th Street, no TEM or SEM re-analysis was performed on these air samples, and the composition of these fibers is unknown (i.e., asbestos, SVF, cellulose).

2. Minerals in Air

Air samples of different particulate sizes, representing inhalable (PM100), thoracic (PM10), and respirable (PM4 and PM2.5) fractions were collected in selected building locations. Not all size fractions were collected at every location. The samples were analyzed by XRD for the same crystalline minerals seen in the settled surface dust samples. Each of the four size fractions was collected with a separate sampling device. The PM100 fraction collected particles with an aerodynamic diameter of 100 microns and lower. The PM10 fraction collected particles with an aerodynamic diameter of 10 microns and lower and so on. The results reported here are expressed as the mass of mineral per unit volume of air or micrograms per cubic meter of air (μg/m3). Quantification of the minerals is not exact due to variations in particle size as compared to the particle size used in the standard curve and other methodological interference. Therefore, these data will only be considered semiquantitative and should be treated as estimated values, noted by the “J” qualifier.

Due to changes in sample volume, the detection limit of minerals in each fraction varied, allowing lower concentrations to be recorded in the PM10 and PM100 fractions compared to the PM4 fraction. Care must be taken when comparing results between fractions for this reason. Additionally, although the PM4 fraction should be a subset of the PM10 and PM100 fractions, PM4 results are sometimes higher than PM10 or PM100 from the same location. Therefore, due to uncertainties in the quantification and general quality assurance/quality control concerns, data will not be associated to a specific building sampling location or correlated between size fractions at the same location.

The comparison air samples, taken in areas above 59th Street, contained no quartz, cristobalite, tridymite, calcite, portlandite, mica, or halite above method detection limits (Table 11). Gypsum was found at least once in all size fractions collected in the comparison areas above 59th Street. Gypsum concentrations were estimated at 3 μg/m3J (PM2.5), 5 μg/m3J (PM4), 3 μg/m3J (PM10), and 3 μg/m3J (PM100) (Table 11).

All of the minerals found in the settled surface dust were seen in at least one air sample from lower Manhattan (Table 11). Quartz, calcite, portlandite, and gypsum were detected at similar frequencies in each of the larger size fractions, PM100, PM10, and PM 4. Table 11 shows the frequency of detection and the range of estimated values for each size fraction sampled. Quartz and gypsum were each detected once in the PM 2.5 fraction. The PM 2.5 size fraction was only collected toward the end of the project, and there are fewer samples for this size fraction.

Estimated levels of minerals in air, including quartz, calcite, gypsum, and portlandite, appear higher in some areas of lower Manhattan than in the comparison areas above 59th Street.

Approximate quartz levels in air ranged from 4 μg/m3–19 μg/m3J in the respirable fraction (PM4), 3 μg/m3–12 μg/m3J in the thoracic fraction (PM10) and 3 μg/m3–13 μg/m3J in the inhalable fraction (PM100). Detection frequencies were similar in these fractions at 11%, 10%, and 14% respectively. However, quartz was only seen in one of the PM2.5 samples (3%) at an estimated 3 μg/m3J. Cristobalite, a different crystalline form of crystalline silica, was found in one lower Manhattan air sample at

15 μg/m3J in the PM100 fraction. Cristobalite was not seen in any other sample, either air or settled surface dust. Across the size fractions, quartz was detected in air samples taken in lower Manhattan; it was not detected in the comparison areas above 59th Street. Therefore, the estimated airborne levels of quartz appear to be higher in some air samples from lower Manhattan than the chosen comparison areas above 59th Street.

Similar observations can be seen in the results for calcite and portlandite. Calcite and portlandite occur at a similar frequency to quartz (Table 11) and tend to be present in the same air samples (Appendix C.) Both minerals are present in PM4, PM10, and PM100 size fractions. Calcite was estimated at 3 μg/m3J–14 μg/m3J and portlandite at 14